Author name: Chris Cancialosi

Chris Cancialosi is a recognized expert in the field of leadership and organizational development with particular focus on the leader’s role in shaping high-performing culture. Chris effectively combines his operational field experience with his knowledge of organizational psychology to provide unique and practical solutions to today’s ever changing business landscape.

What FINRA's Focus on Culture Means for Financial Services

What FINRA’s Focus on Culture Means for Financial Services

Last month, the Financial Industry Regulatory Authority (FINRA), released a notice requesting firms and their broker-dealers provide details about the organizational cultures that exist in their workplaces. The notice cited Ben McLannahan’s article in The Financial Times, which estimated that fines, penalties and litigation costs associated with cultural failures in the industry have totaled over $300

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